Financial Planning Associate (FPA)

6929 East Greenway Parkway, Scottsdale, AZ 85254
Posted on  

Job Description

Description:

The Financial Planning Associate I (FPA I) is part of a pod structure that supports a team of Wealth Advisors. Working under the direction of the FPA II, this role focuses on foundational planning responsibilities that contribute to the overall efficiency and quality of the planning process. The FPA I is actively developing technical skills, building proficiency in planning systems, and gaining a deep understanding of TCI’s processes. With guidance from the pod and mentorship from Team TCI, the FPA I supports client planning workflows, prepares planning materials, and lays the groundwork for future client-facing responsibilities.

To be considered for the Financial Planning Associate position, please submit a cover letter, and resume during the application process. Requirements:

SCOPE & EXPECTATIONS

The FPA I can expect to focus in the following areas reflective of TCI’s client standard of care:

  • Investment management
  • Financial education for clients and their families
  • Insurance planning/risk management
  • Estate planning
  • Tax planning and analysis
  • Cash flow management

PRIMARY RESPONSIBILITIES

The FPA I will support advisory teams with key elements of the financial planning process including:

  • Analyzing financial data from current and prospective clients, including assets, liabilities, insurance policies, estate plans, and tax returns
  • Reviewing current portfolio allocations and comparing them to target investment strategies
  • Evaluating external account investment options and supporting implementation of client-specific recommendations
  • Creating net worth statements and developing cash flow analyses
  • Utilizing financial planning software to build and maintain client and prospect plans
  • Summarizing key insurance coverage details, including life, disability, and long-term care
  • Conducting research on financial planning topics and collaborating with internal teams or external experts as needed
  • Documenting key planning data and maintaining accurate workflows in CRM systems
  • Identifying planning opportunities through analysis and presenting insights to Advisors
The above statements are intended to describe the general nature and level of work being performed. They are not intended to be an exhaustive list of all responsibilities required of the incumbent in this position.

KNOWLEDGE, SKILLS & ABILITIES

  • Bachelors Degree required
  • Series 65 license required or must be obtained within one year of hire as a condition of continued employment
  • Minimum of 2 years of prior experience providing superior client service, preferably within a financial services environment or similar professional setting
  • Proficiency in Microsoft Word, Excel, and Outlook
  • Experience utilizing financial planning software (EMoney, HolistiPlan, etc.) and client management software (Salesforce, Tamarac, etc.) preferred
  • Committed to TCI’s mission, vision, and core values upholding the highest ethical behavior
  • Client-first attitude – Seeks to provide outstanding service to all internal and external clients. Strives to develop and maintain strong, long-term relationships
  • Adaptable, and able to reassess priorities, possess the drive to strategize and problem solve
  • Demonstrated understanding and respect for the nature of highly confidential environments, documentation, and relationships
  • Ability to effectively communicate and build rapport with clients and Team TCI
  • Demonstrate professional, ethical, and courteous conduct in responsibilities and dealings with clients, prospects, COIs, colleagues, and other business entities with which TCI has a relationship
  • Attention to Detail - Diligently attends to details and pursues quality in accomplishing tasks. Produces quality work in an accurate and timely manner

WHY JOIN TCI?

At TCI Wealth Advisors, we build careers with purpose. We’re committed to creating a best-in-class employee experience, supported by a superior Total Rewards package that includes competitive compensation, performance-based incentives, tools to help you plan your financial future, and comprehensive benefits for you and your family.

Our culture is rooted in collaboration, flexibility, and a genuine commitment to helping each other succeed. We’re passionate about creating an environment where people feel supported, challenged, and inspired to grow. If you’re looking for a place where your work makes a difference and your well-being matters, TCI is the place to be.


TCI Wealth Advisors is an Equal Opportunity Employer

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