Investment Banking Associate

New York, NY
Posted on  

Job Description

We are a start-up U.S. broker-dealer (BD) firm, a member of FINRA/SIPC/Nasdaq, emerging in the field of investment banking. Our specialties include Investment Banking (IB), Equity Sales, and Research. Our senior executives are coming from reputable bulge brackets, having 20+ years of experience.


[Role – Investment Banking Associate]

Based in New York with flexible work location elsewhere, this role offers a unique opportunity to work in close collaboration with the CEO and senior management team, playing a pivotal role in shaping the BD from its initial stage to full maturity.


[Responsibilities]

• Collaborate with CEO to construct and refine the clean-cut plain vanilla IB business model.

• Involved in the complete transaction lifecycle, encompassing deal origination and execution.

• Participate in corporate finance deals, including IPOs, follow-ons, private placements, and related transactions.

• Communicate across Wall Street in syndication, roadshows and investment related functions.


[Requirements]

• A university degree in Business/Finance or related field. An MBA and/or CFA charter holder is preferred.

• Minimum of 2-3 years of experience in the investment banking sector.

• Demonstrated experience in deal origination and execution in the equity capital market preferred.

• Committed to passing or currently hold series 7, 63, and 79 license exams.

• Reliable and accountable, with the capacity to thrive in a start-up setting.

• Proven ability to deliver results in a rapidly changing environment.

• Clear and concise written and verbal communication skills.

• Proficiency in English and Mandarin/Cantonese Chinese.

• Ideally eligible to work in the U.S. without sponsorship. Fresh grads on OPT/CPT acceptable.


[Perspectives]

• Unique opportunity to build a brand new track record at Wall Street firm and steer your own career journey.

• Full access to senior management and whole spectrum of investment banking ecosystem.

• This is not just a job - it is a springboard to your future success on Wall Street.


[Employment Type]

Full time

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  • Seniority level Entry level

  • Employment type Full-time

  • Job function Finance and Sales